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03/11/2025 Allen M. Jacobs, DPM
"Nuclear" Malpractice Awards
So called "nuclear" malpractice awards may be outliers, but statistical protection is not absolute protection. As podiatrists do more and more surgery, engage in more complex surgeries, treat more patients with diabetes, manage more ulcerations, and treat more patients who have multiple comorbidities, the potential for poor outcomes and large malpractice judgement would be expected to increase. I was a defense expert in a recent case in which the plaintiff asked for $76,000,000. The jury came back with a $4,000,000 verdict.
According to AI generated data, in 2023 there were 57 malpractice verdicts greater than $10,000,000. According to the international reassurance company TransRe, mega malpractice awards are increasing in number. According to author Alicia Gallegos, 2023 "blew away every record previously set among high malpractice verdicts". Although Florida, New York, and Illinois previously saw the highest claims award in many cases, this is no longer the case.
Not only has podiatry changed, and the nature of our patient base changed, so to has the mindset of jury members. According to Ms. Gallegos, the reasons for increasing malpractice awards are many. One theory is that people have emerged angrier from the COVID pandemic, and you generally do not want an angry jury. People are also angry at the healthcare system, and you may be the recipient of that anger. Consolidation has depersonalized patient care and diminished the doctor-patient relationship. People now see medicine as big business.
As Ms. Gallegos notes, jurors may attempt to right what they perceive to be healthcare wrongs by punishing you. There is also the increasing trend of litigation financing, in which the plaintiff lawyer obtains financial support to pursue the case in exchange for a portion of the award, putting the plaintiff lawyer on equal footing withe malpractice carrier .By the way, there are now more that 64,000 plaintiff law firms in the United States.
There is also the matter of the emotional distress a malpractice case may cause an under-insured doctor. Some years ago, I was a defense expert in a lost leg case following a rearfoot arthrodesis. The podiatric surgeon was under-insured ($250,000) on the case. Although the defense prevailed, the stress and mental anguish of the defendant, facing possible financial ruin, was incredible to behold. The doctor retired after the defense verdict. In another case in which I was a defense expert, a podiatrist suffered significant mental distress and left practice in a case of death following a pulmonary embolism subsequent to a distal metaphyseal osteotomy for bunion correction in a seemingly healthy patient. In another case, a young, healthy patient died following the administration of a prophylactic antibiotic for a ganglionic cyst excision.
In short, you just never know who will develop CRPS, a fatal PE, a lost leg from a rapidly progressive diabetic foot infection. Errors of nature occur.
Know the laws in your state, and for the sake of yourself and your family consider appropriate asset protection strategies. Work with a good healthcare lawyer. Maintain reasonable malpractice coverage with reputable carriers. Follow the principles of medical ethics: patient autonomy, beneficence, non-malfeasance, and justice. William Osler noted that the patient with an illness must recover twice: once from the illness and once from the treatment. Do your best to minimize the latter. And remember the words of Benjamin Franklin; " The best doctors give the least medicines".
Allen M. Jacobs, DPM, St. Louis, MO
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03/20/2025 Rod Tomczak, DPM, MD, EdD
RE: "Nuclear" Malpractice Awards (Allen M. Jacobs, DPM)
I think the "pre-op clearance" is to "stratisfy" (sic) the patient, similar to the ASA classification of patients and to satisfy the internist or GP when surgery was done in earlier times when the family doctor knew the patient and the podiatrist was not able to act like an independent contractor and take over the patient's care without notifying the family doc.
Historically, and by that I mean everyone before you and I, and most podiatrists before the 3-year residency programs who do not recognize a subtly sick patient and the pre-op anesthesia visit was not much more than a discussion of a golf handicap or how the grandkids were doing. I was perfectly happy knowing that my conversations and examinations of patients revealed a sick patient. I was pleased to know I could call the family doctor and talk physician speak explaining my concerns, and not the night before a 7:30 am case.
I have a friend who is an Italian orthopedic surgeon with a sister who is a PM+R physician and a brother who is an internist. Their mid-80s year old father had a hammertoe that needed correcting. The family figured that as long as the father needed an H and P he should have a full court press work-up a few days prior to the surgery. The father passed with flying colors, including a Thallium stress test.
The next day the wife found her husband and the father slumped over his last supper/lunch of an Italian sausage sub with peppers and onions. What did he die of? A cousin was a pathologist who performed an autopsy. He found a thrombus in the LAD coronary artery. He listed that as the cause of death. The old fellow passed away from TMB. Too many birthdays. Sometimes there’s no one to blame for catastrophes. This old fellow passed enjoying his last meal. Likely he would have died soon whether he was going to have a hammertoe correction or not. We live in a society where we feel the need to impugn somebody every time there is an untoward outcome.
Rod Tomczak, DPM, MD, EdD, Columbus, OH
03/18/2025 Allen M. Jacobs, DPM
"Nuclear" Malpractice Awards (Elliot Udell, DPM)
The question of who is responsible for thromboembolic episodes in the podiatry patient is an important one, with reference to patient safety and secondarily malpractice allegations. DVT and pulmonary embolism are a major cause for alleged medical negligence against podiatric physicians. Dr. Chaskin posits, and Dr. Udell comments, on the suggestion that the physician who "cleared the patient" is responsible for the thromboembolism. I believe the problem is a bit more complex.
Many physicians maintain the position that they do not "clear" a patient for surgery, but rather "risk stratify" the patient, as the need for surgery and the decision to proceed with surgery is generally that of the surgeon. Under certain circumstances, in theory, an argument could be advanced that the "clearing physician" may be partially to totally liable for an episode of DVT/pulmonary embolism. As a hypothetical, you might refer a patient with known Factor V Leiden mutation or family history of thrombophilia and specifically ask whether anticoagulation should be employed following surgery, and what protocol should be followed.
The issue of thromboembolism is not as simple as surgical "clearance". DVT and fatal pulmonary emboli or DVT and post-phlebitic syndrome may occur following any period of non-weight bearing or immobilization, such as treatment of a diabetic ulceration, management of Charcot's joint disease, or non-operative fracture management. Under these and many other circumstances, it is not the enigmatic "standard of care" to have the patient cleared by an MD or DO. Rather, the podiatric physician has two basic choices: risk assess the patient risk for thromboembolism and employ appropriate preventive measures, or refer every patient who will be immobilized or non-weight- bearing to an MD or DO for "clearance". I suspect the latter circumstance is rare.
"Clearance" of the patient with reference to DVT may not be quite as straightforward as implied by those suggesting this protocol. Coagulopathies predisposing a patient to DVT (eg: Protein C deficiency, Protein S deficiency, MTHFR abnormalities) are diagnosed frequently if not most commonly diagnosed only following a thromboembolic event, with the patient having no prior history of DVT/pulmonary embolism, and no known history of a family history of thrombophilia. Under such circumstances, standard "clearance" is of no patient benefit.
Clinical practice guidelines regarding DVT prophylaxis with reference to foot and ankle surgery have been published by ACFAS, AAOS, AOFAS. The published literature is inconsistent at best, at times contradictory, regarding the need for prophylaxis, appropriate regimen to be utilized, and on whom prophylaxis should be employed. Most practice guidelines summarize by stating that each individual should be evaluated for their individual risk factors, and an appropriate decision employed for each case.
The medical-legal problem is that in many instances, when a patient suffers a thromboembolic episode, it is easy to look in hindsight with bias and start counting potential risk factors (eg: elevated BMI, lower extremity surgery, immobilization or relative decreased activity level, history of cancer, venous insufficiency, smoking, this list can go on and on). Do you employ prophylactic anticoagulation for every diabetic ulcer you treat? After all, the patient has DM with which increased coagulation propensity is known to occur, they have an elevated BMI, they are immobilized and/or non-weight-bearing, perhaps the have chronic venous insufficiency. Do you prescribe prophylactic anticoagulation to an overweight patient on hormone therapy whom you place in a CAM boot for a second metatarsal fracture?
This is the essence of the problem, not "clearance" by an MD or DO. It is the suggestion that the podiatric physician was not attentive and vigilant in recognizing the "at risk" patient as concluded by a plaintiff "expert". As an example, I was a defense expert in a wrongful death suit against a podiatrist for pulmonary embolism. The patient was a healthy 31 year old female with no comorbidities. She underwent elliptical excision af a 2mm in situ melanoma of a hallux IPJ joint. She died one week later of a fatal PE. The plaintiff "expert podiatrist" stated that she was at high risk for PE because she had cancer ( a 2mm in situ melanoma completely excised with clean margins), an ankle tourniquet was utilized, was on birth control pills, had lower extremity surgery, was told to rest her foot some and was therefore less active than normal, and was of German decent therefore at higher statistical risk for Factor V Leiden mutation (although she was never diagnosed as such). You see how easy this is? Six, count-em six predisposing factors allegedly present which should have alerted the podiatrist that this was a "high risk" patient. At least according to the plaintiff expert podiatrist.
I have been an expert in a number of similar cases. Did you known that a patient with gout has been shown to be a 2X the risk of DVT than age and sex matched non-gout patients? Should you therefore utilize a NOAC or ASA or LMWH on your gout patients with a fifth metatarsal fracte you are treating with a CAM boot? It is just that easy to make a wouda, coulda, shoulda case with thromboembolism litigation.
Yes, there are some patients who require preventive intervention. However, anticoagulants are not 100% successful, and carry their own specter of cost, complications, and sequela. I have treated multiple patients in my 50 years with a TMA for the effects of HIT associated with heparin use. The actual incidence of thromboembolism, particularly fatal pulmonary embolism, is extremely low in almost every published study. One study suggested that you would have to utilize prophylaxis in 10,000 foot and ankle patients in order to prevent one fatal PE.
Finally, there is the issue of failure to recognize signs and symptoms of thromboembolic disease. When a patient is non-weight-bearing or immobilized, the medical record should include reasonable questioning and reasonable screening for DVT/PE. Sadly, many cases occur suddenly absent any preceding signs or symptoms. With reference to litigation, it is far better to document a negative examination than no evaluation. Whenever there is a question of differential diagnosis, it is best to ask yourself what is the worst diagnosis this could be, and rule that out first. That means D-dimer, or appropriate venous studies, or referral to the ED, or other appropriate investigation. remember, even venous doppler studies may be negative if a smaller clot has embolized prior to the study.
DVT and pulmonary embolism remains an important risk to our patients, and a potential litigation source. It is not a problem restricted to surgical patients. The suggestion that simply having an MD or DO "clear the patient" does not protect the patient following the initial MD or DO "clearance". It is not standard of care to screen all patients for the array of coagulopathies which are known to exists. We do the best we can to attempt to identify high risk patients or high risk circumstances, to check for signs and/or symptoms of thromboembolic disease, and act accordingly. However, even with ideal evaluation and screening, the best we can offer is statistical but not absolute protection to our patients. As my old professor Dr. James Ganley correctly noted, "the only place they practice perfect medicine in the the offices of plaintiffs lawyer.
Allen M. Jacobs, DPM, St. Louis, MO
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